-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WlP4VugMgc4JgacsXO3LO3w3K8htfUXLGzRjnn8Kt26KvcQFYySS8s3zDUmqzDy4 uZ8AdR3m/8U9F46nMN/3/w== 0000950005-96-000058.txt : 19960410 0000950005-96-000058.hdr.sgml : 19960410 ACCESSION NUMBER: 0000950005-96-000058 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960209 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA MONITOR CORP /CA/ CENTRAL INDEX KEY: 0000100625 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 952481914 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-11728 FILM NUMBER: 96514327 BUSINESS ADDRESS: STREET 1: 1991 TAROB CT CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082626611 MAIL ADDRESS: STREET 1: 1991 TAROB COURT CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: UMF SYSTEMS INC DATE OF NAME CHANGE: 19890928 FORMER COMPANY: FORMER CONFORMED NAME: IMAGES ENTERPRISES INC DATE OF NAME CHANGE: 19731011 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ARNOLD GORDON R CENTRAL INDEX KEY: 0000942182 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1991 TAROB COURT CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082626611 MAIL ADDRESS: STREET 1: 1991 TAROB CT CITY: MILPITAS STATE: CA ZIP: 95035 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5) Sierra Monitor Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 826400 10 3 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement: [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP No. ........................................................ 826400 10 3 (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons.................................................................. Gordon R. Arnold ###-##-#### ----------------------- (Social Security Number) (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a).................................................................[ ] (b)................................................................ [ x ] (3) SEC Use Only............................................................. (4) Citizenship or Place of Organization................................. U.S. Citizen Number of (5) Sole Voting Power Shares Beneficially ............................ 858,892 Owned by Each Reporting Person With (6) Shared Voting Power ............................ (7) Sole Dispositive Power ............................ 858,892 (8) Shared Dispositive Power ............................ (9) Aggregate Amount Beneficially Owned by Each Reporting Person ......................................................... 858,892 (10) Check if the Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions)................................ (11) Percent of Class Represented by Amount in Row 9 ............................................................ 8.4% (12) Type of Reporting Person (See Instructions) ................ IN Page 2 of 5 Pages Item 1 (a) Name of Issuer: Sierra Monitor Corporation Item 1 (b) Address of Issuer's Principal Executive Offices: 1991 Tarob Court Milpitas, California 95035 Item 2 (a) Name of Person Filing: Gordon R. Arnold Item 2 (b) Address of Principal Business Office: 1991 Tarob Court Milpitas, California 95035 Item 2 (c) Citizenship (Place of Organization): United States of America Item 2 (d) Title of Class of Securities: Common Stock Item 2 (e) CUSIP Number: 826400 10 3 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3 (a) (6) of the Act (c) [ ] Insurance Company as defined in section 3 (a) (19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 Page 3 of 5 Pages (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ss. 240.13d-1 (b) (1) (ii) (F) (g) [ ] Parent Holding Company, in accordance with ss.240.13d-1 (b) (ii) (G) (Note: See Item 7) (h) [ ] Group, in accordance with ss. 240.13d-1 (b)(1)(ii)(H) Item 4. Ownership (a) Amount Beneficially Owned: 858,892 (b) Percent of Class: 8.4% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote .......................................858,892 (ii) shared power to vote or to direct the vote ....................................... (iii) sole power to dispose or to direct the disposition of .............................858,892 (iv) shared power to dispose or to direct the disposition of ............................. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Inapplicable. Page 4 of 5 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Inapplicable. Item 8. Identification and Classification of Members of the Group Inapplicable. Item 9. Notice of Dissolution of Group Inapplicable. Item 10. Certification Inapplicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement on Schedule 13G is true, complete and correct. Dated: 1/29/96 /s/ Gordon R. Arnold --------------------------- Gordon R. Arnold Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----